SEC Filings

Form 20-F
JD.COM, INC. filed this Form 20-F on 04/18/2016
Document Outline
Entire Document (12374.2 KB)
Subdocument 1 - 20-F - 20-F
Page 1 - UNITED STATES
Page 2 - TABLE OF CONTENTS
Page 3 - INTRODUCTION
Page 4 - PART I
Page 5 - N/A
Page 6 - Exchange Rate Information
Page 7 - B.
Page 8 - If we are unable to provide superior customer experience, our business and reputation may be materia
Page 9 - If we are unable to offer products that attract new customers and new purchases from existing custom
Page 10 - We rely on online direct sale of computer, communication and consumer electronics for a significant
Page 11 - If we fail to manage our inventory effectively, our results of operations, financial condition and l
Page 12 - If we fail to manage and expand our relationships with suppliers, or otherwise fail to procure produ
Page 13 - We use third-party couriers to deliver some orders, and our third-party sellers use couriers to deli
Page 14 - Uncertainties relating to the growth and profitability of the retail industry in China in general, a
Page 15 - Our success depends on the continuing and collaborative efforts of our management team, and our busi
Page 16 - We may incur liability or become subject to administrative penalties for counterfeit or unauthorized
Page 17 - Any deficiencies in China s internet infrastructure could impair our ability to sell products over o
Page 18 - Failure to protect confidential information of our customers and network against security breaches c
Page 19 - The wide variety of payment methods that we accept subjects us to third-party payment processing-rel
Page 20 - We have limited experience in operating a finance business. Increased exposure to credit risks or si
Page 21 - Failure to renew our current leases or locate desirable alternatives for our facilities could materi
Page 22 - N/A
Page 23 - We have granted, and may continue to grant, restricted share units and other types of awards under o
Page 24 - We may need additional capital, and financing may not be available on terms acceptable to us, or at
Page 25 - Our revenues and financial results may be adversely affected by any economic slowdown in China as we
Page 26 - We may be subject to intellectual property infringement claims, which may be expensive to defend and
Page 27 - Our chairman and chief executive officer, Mr. Richard Qiangdong Liu, has considerable influence over
Page 28 - Our auditor, like other independent registered public accounting firms operating in China, is not pe
Page 29 - Risks Related to Our Corporate Structure
Page 30 - We rely on contractual arrangements with our variable interest entities and their shareholders for a
Page 31 - Any failure by our variable interest entities or their shareholders to perform their obligations und
Page 32 - We may rely on dividends and other distributions on equity paid by our PRC subsidiaries to fund any
Page 33 - Contractual arrangements in relation to our variable interest entities may be subject to scrutiny by
Page 34 - Substantial uncertainties exist with respect to the enactment timetable, interpretation and implemen
Page 35 - Risks Related to Doing Business in China
Page 36 - We are subject to consumer protection laws that could require us to modify our current business prac
Page 37 - Failure to make adequate contributions to various employee benefit plans as required by PRC regulati
Page 38 - Regulation and censorship of information disseminated over the internet in China may adversely affec
Page 39 - PRC regulations establish complex procedures for some acquisitions of Chinese companies by foreign i
Page 40 - Any failure to comply with PRC regulations regarding the registration requirements for employee stoc
Page 41 - Our business benefits from certain financial incentives and discretionary policies granted by local
Page 42 - We face uncertainties with respect to indirect transfers of equity interests in PRC resident enterpr
Page 43 - Risks Related to Our ADSs
Page 44 - If securities or industry analysts do not publish research or publish inaccurate or unfavorable rese
Page 45 - Substantial future sales or perceived potential sales of our ADSs in the public market could cause t
Page 46 - Your right to participate in any future rights offerings may be limited, which may cause dilution to
Page 47 - Since we are a Cayman Islands company, the rights of our shareholders may be more limited than those
Page 48 - We are a foreign private issuer within the meaning of the rules under the Exchange Act, and as such
Page 49 - We incur increased costs as a result of being a public company.
Page 50 - Item 4.
Page 51 - B.
Page 52 - Core Philosophy
Page 53 - Our Business Model
Page 54 - Online Marketplace
Page 55 - Customer Experience
Page 56 - Online Experience
Page 57 - Interactive user community
Page 58 - Flexible delivery arrangements
Page 59 - Returns and exchanges
Page 60 - Fulfillment
Page 61 - Technology Platform
Page 62 - Website and mobile applications
Page 63 - Competition
Page 64 - Intellectual Property
Page 65 - Foreign Investment in the Commercial Sector
Page 66 - Licenses and Permits
Page 67 - Online Culture Operating Permit
Page 68 - Publication Operation Permit
Page 69 - Medical Device Operation Enterprise Permit
Page 70 - Regulations Relating to Internet Privacy
Page 71 - Regulations Relating to Pricing
Page 72 - Regulations Relating to Microcredit
Page 73 - Regulations relating to Insurance Brokerages
Page 74 - Regulations Relating to Leasing
Page 75 - Patent
Page 76 - Regulations Relating to Dividend Withholding Tax
Page 77 - N/A
Page 78 - C.
Page 79 - Our Consolidated Variable Interest Entities
Page 80 - Contractual Arrangements with Jingdong 360 and Jiangsu Yuanzhou
Page 81 - Agreements that Allow Us to Receive Economic Benefits from Jingdong 360 and Jiangsu Yuanzhou
Page 82 - Business Cooperation Agreement
Page 83 - Additional Contractual Arrangements
Page 84 - Item 4A.
Page 85 - Item 5.
Page 86 - Our Ability to Increase Active Customer Accounts and Orders from Customers
Page 87 - Our Ability to Manage Our Mix of Product and Service Offerings
Page 88 - Our Ability to Effectively Invest in Our Fulfillment Infrastructure and Technology Platform
Page 89 - Selected Statements of Operations Items
Page 90 - N/A
Page 91 - Taxation
Page 92 - N/A
Page 93 - Years Ended December 31, 2015 and 2014
Page 94 - Impairment of goodwill and intangible assets.
Page 95 - Marketing expenses
Page 96 - Consolidation of Affiliated Entities
Page 97 - Loan Receivables, net
Page 98 - Rebates and Subsidies
Page 99 - Share-Based Compensation
Page 100 - Share options
Page 101 - Fair Value of Our Ordinary Shares
Page 102 - Income Taxes
Page 103 - Recent Accounting Pronouncements
Page 104 - N/A
Page 105 - Operating Activities
Page 106 - Investing Activities
Page 107 - Financing Activities
Page 108 - D.
Page 109 - Item 6.
Page 110 - Louis T. Hsieh
Page 111 - Yu Long (also known as Rain Long)
Page 112 - Share Incentive Plan
Page 113 - Types of Awards
Page 114 - C.
Page 115 - Compensation Committee
Page 116 - Terms of Directors and Executive Officers
Page 117 - E.
Page 118 - N/A
Page 119 - N/A
Page 120 - Item 7.
Page 121 - Business Cooperation with Tencent
Page 122 - Form F-3 Registration Rights
Page 123 - Traffic support, marketing and promotion services Provided to Bitauto and its subsidiaries, or Bitau
Page 124 - B.
Page 125 - F.
Page 126 - Dividends
Page 127 - Redemption, Repurchase and Surrender of Shares
Page 128 - Limitations on the Right to Own Shares
Page 129 - Register of Members
Page 130 - Cayman Islands Taxation
Page 131 - United States Federal Income Tax Considerations
Page 132 - Passive Foreign Investment Company Considerations
Page 133 - Sale or Other Disposition of ADSs or Ordinary Shares
Page 134 - N/A
Page 135 - Medicare Tax
Page 136 - I.
Page 137 - Inflation
Page 138 - Fees and Other Payments Made by the Depositary to Us
Page 139 - PART II
Page 140 - Management s Annual Report on Internal Control over Financial Reporting
Page 141 - de minimis
Page 142 - Item 16H.
Page 143 - N/A
Page 144 - N/A
Page 145 - N/A
Page 146 - SIGNATURES
Page 147 - JD.COM, INC.
Page 148 - Internal Control - Integrated Framework (2013)
Page 149 - JD.com, Inc.
Page 150 - JD.com, Inc.
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Subdocument 2 - EX-4.23 - EX-4.23
Page 1 - Exhibit 4.23
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - If to the Pledgee:
Page 11 - N/A
Page 12 - N/A
Page 13 - Schedule 1:
Page 14 - Schedule 2:
Page 15 - Beijing Jiasheng Investment Management Co., Ltd.
Page 16 - Schedule A
Page 17 - Qiangdong and Sun Jiaming Party C: Shanghai Jingdong Daojia Youheng E-commerce Information Technolog
Subdocument 3 - EX-4.24 - EX-4.24
Page 1 - Exhibit 4.24
Page 2 - N/A
Page 3 - Power of Attorney
Page 4 - N/A
Page 5 - Schedule A
Subdocument 4 - EX-4.25 - EX-4.25
Page 1 - Exhibit 4.25
Page 2 - Consulting Services Fee
Page 3 - Confidential Information
Page 4 - Party A
Page 5 - Party B: Beijing Jiasheng Investment Management Co., Ltd.
Page 6 - N/A
Page 7 - N/A
Page 8 - Exhibit
Page 9 - Exhibit II:
Page 10 - Schedule A
Page 11 - N/A
Page 12 - consulting and services fee based on the amount and composition of the consulting and services fee p
Subdocument 5 - EX-4.26 - EX-4.26
Page 1 - Exhibit 4.26
Page 2 - N/A
Page 3 - Trustee
Page 4 - N/A
Page 5 - N/A
Page 6 - BAC
Page 7 - N/A
Page 8 - N/A
Page 9 - Schedule A
Subdocument 6 - EX-4.27 - EX-4.27
Page 1 - Exhibit 4.27
Page 2 - Designated Person
Page 3 - Security Interest
Page 4 - N/A
Page 5 - Transfer Agreement
Page 6 - N/A
Page 7 - Defaulting
Page 8 - Party A
Page 9 - N/A
Page 10 - N/A
Page 11 - Schedule A
Page 12 - Co., Ltd. Ltd. Party B: Liu Qiangdong and Sun Jiaming Party C: Suqian Limao Donghong Investment Mana
Subdocument 7 - EX-4.28 - EX-4.28
Page 1 - Exhibit 4.28
Page 2 - Loan
Page 3 - N/A
Page 4 - Equity Pledge Agreement
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - Defaulting
Page 9 - the Lender
Page 10 - N/A
Page 11 - N/A
Page 12 - Schedule A
Page 13 - Management Co., Ltd. Management Co., Ltd. Borrowers: Liu Qiangdong and Sun Jiaming 13
Subdocument 8 - EX-4.29 - EX-4.29
Page 1 - Exhibit 4.29
Page 2 - Party A
Page 3 - Pricing Benchmark Date
Page 4 - Article IV Time and Method of Share price Payment; Delivery of Shares
Page 5 - Article V Lock-up Period
Page 6 - Article VIII Party B s Undertakings
Page 7 - Article X Liabilities for Breach
Page 8 - Article XIV Uncovered Matters
Page 9 - Subscription Agreement for Non-Publicly Issued Shares
Page 10 - Subscription Agreement for Non-Publicly Issued Shares
Page 11 - Schedule A
Subdocument 9 - EX-4.30 - EX-4.30
Page 1 - Exhibit 4.30
Page 2 - Table of Contents
Page 3 - Suqian Limao Donghong Investment Management Co., Ltd.
Page 4 - Ningbo Xinyue Kangrong Equity Investment Funds Partnership (limited partnership)
Page 5 - N/A
Page 6 - Article 1
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - Article 2
Page 14 - Article 3
Page 15 - Article 4
Page 16 - Article 6
Page 17 - Article 7
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - Article 8
Page 23 - N/A
Page 24 - Article 9
Page 25 - N/A
Page 26 - Article 10
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - Article 11
Page 32 - Article 13
Page 33 - Article 14
Page 34 - Article 15
Page 35 - Article 17
Page 36 - N/A
Page 37 - N/A
Page 38 - N/A
Page 39 - Suqian Limao Donghong Investment Management Co, Ltd.
Page 40 - Suqian Dongtai Jinrong Investment Management Center (Limited Partnership)
Page 41 - Beijing Sequoia Hongde Equity Investment Center (Limited Partnership)
Page 42 - Beijing Harvest Yuanrui Investment Center (Limited Partnership)
Page 43 - Suzhou Taiping Jingchuang Investment Management Enterprise (Limited Partnership)
Page 44 - Beijing Rongzhi Huineng Investment Management Center (Limited Partnership)
Page 45 - Shanghai Huasheng Lingfei Equity Investment Partnership (Limited Partnership)
Page 46 - Shenzhen Tiantu Investment Management Co., Ltd.
Page 47 - Ningbo Xinyue Kangrong Equity Investment Fund Partnership (Limited Partnership)
Page 48 - N/A
Page 49 - Beijing Kuaile Weiyun Investment Co., Ltd.
Page 50 - Beijing Jingdong Shangboguangyi Investment Management Co., Ltd.
Subdocument 10 - EX-4.31 - EX-4.31
Page 1 - Exhibit 4.31
Page 2 - N/A
Page 3 - N/A
Page 4 - Suqian Limao Donghong Investment Management Co., Ltd.
Page 5 - Suqian Dongtai Jinrong Investment Management Center (Limited Partnership)
Page 6 - Shanghai Chuangji Investment (Limited Partnership)
Page 7 - N/A
Page 8 - Schedule A
Page 9 - Suqian Limao Donghong Investment Management Co., Ltd.; Suqian Dongtai Jinrong Investment Management
Subdocument 11 - EX-4.32 - EX-4.32
Page 1 - Exhibit 4.32
Page 2 - (B)
Page 3 - Affiliate
Page 4 - Circular 37
Page 5 - Equity Securities
Page 6 - Governmental Authority
Page 7 - Knowledge
Page 8 - Person
Page 9 - Related Party
Page 10 - Series E-2 Preferred Shares
Page 11 - Transaction Documents
Page 12 - N/A
Page 13 - Preferred Share Transactions
Page 14 - Deliveries by the Investor at Closing.
Page 15 - Company
Page 16 - Issuance and Status
Page 17 - Section 3.8(i)
Page 18 - Security Holder
Page 19 - N/A
Page 20 - Section 3.11(iv)
Page 21 - Financial Statements
Page 22 - Section 3.13(v)
Page 23 - Representatives
Page 24 - Title; Personal Property
Page 25 - Company IP
Page 26 - Assignments and Prior IP
Page 27 - Section 3.19
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Page 34 - Exhibit H
Page 35 - N/A
Page 36 - Third Party Claim
Page 37 - N/A
Page 38 - Dispute
Page 39 - N/A
Page 40 - N/A
Page 41 - The remainder of this page has been left intentionally blank
Page 42 - GROUP COMPANIES
Page 43 - GROUP COMPANIES
Page 44 - PRINCIPAL
Page 45 - PRINCIPAL HOLDCO
Page 46 - INVESTOR
Page 47 - JD
Subdocument 12 - EX-8.1 - EX-8.1
Page 1 - EXHIBIT 8.1
Subdocument 13 - EX-12.1 - EX-12.1
Page 1 - EXHIBIT 12.1
Subdocument 14 - EX-12.2 - EX-12.2
Page 1 - EXHIBIT 12.2
Subdocument 15 - EX-13.1 - EX-13.1
Page 1 - EXHIBIT 13.1
Subdocument 16 - EX-13.2 - EX-13.2
Page 1 - EXHIBIT 13.2
Subdocument 17 - EX-15.1 - EX-15.1
Page 1 - EXHIBIT 15.1
Subdocument 18 - EX-15.2 - EX-15.2
Page 1 - EXHIBIT 15.2
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